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E-Mail and Instant
Messaging Notices and Disclosures
Dowling & Partners Securities, LLC
All E-Mail and Instant Messages sent from or received by Dowling & Partners Securities, LLC
will be archived for compliance with Dowling & Partners Securities policies or applicable SEC
or NASD Rules and regulations. All E-Mail and Instant Messages may be reviewed by someone
other than the sender or the recipient.
E-Mail and Instant Messages from or to Dowling & Partners Securities, LLC may contain
confidential, proprietary or legally privileged information. Any use, copying, retention
or disclosure by any person other than the intended recipient is strictly prohibited.
If you have received an E-Mail or an Instant Message and are not the intended recipient
please notify the sender.
Opinions expressed by the author of an E-Mail or Instant Message may not reflect the
opinions of Dowling & Partners Securities, LLC. Opinions are subject to change without notice.
E-Mail and Instant Messages sent through the internet may not be secure. Dowling &
Partners Securities accepts no responsibility for the accuracy of messages after they have been sent.
Any E-Mail or Instant Messages which contain investment related information is prepared
for the institutional clients of Dowling & Partners Securities, LLC.
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