Business Continuity Plan Disclosure

SEC Rule 605 - Order Execution Information

SEC Rule 606 - Order Routing Information

Research Disclosures

Pricing Charts

E-Mail and Instant Messaging Notices and Disclosures

Ratings & Definitions

Privacy Policy

 

Distribution of Ratings/Investment Banking Services

     

IB Services in Past 12 Mos.

Rating

# of Cos

Percent

# of Cos

Percent

     
Buy2829%00%
Neutral6871%23%
Sell00%00%

Dowling & Partners
190 Farmington Avenue
Farmington, CT 06032-1713
860-676-8600 - Main
860-676-8605 - Trading
860-676-8617 - Fax