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Business Continuity Plan Disclosure SEC Rule 605 - Order Execution Information SEC Rule 606 - Order Routing Information |
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Distribution of Ratings/Investment Banking Services |
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| Buy | 12 | 16% | 1 | 8% | ||||||||||
| Neutral | 65 | 84% | 1 | 2% | ||||||||||
| Sell | 0 | 0% | 0 | 0% | ||||||||||
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Dowling & Partners |